Viewing Regulated Individual Data for Managers

This topic discusses how to identify unassigned regulated individuals.

Page Name

Definition Name

Usage

Unassigned RIs Page

PCMP_UNASS_RI

Identify unassigned regulated individuals.

RI Status by Business Unit (regulated individual status by business unit)

PCMP_RISTAT_INQ

Workforce Monitoring > Professional Compliance > Review Compliance Information > RI Status by Business Unit > RI Status by Business Unit

View the development status of all regulated individuals.

Compliance Re-Certifications

PCMP_RI_RECERTINQ2

Workforce Monitoring > Professional Compliance > Review Compliance Information > Compliance Re-Certifications > Compliance Re-Certifications

View the recertification status of all regulated individuals.

Use the Unassigned RIs (unassigned regulated individuals) page (PCMP_UNASS_RI) to identify unassigned regulated individuals.

Navigation:

Workforce Monitoring > Professional Compliance > Review Compliance Information > Unassigned RIs > Unassigned RIs

This example illustrates the fields and controls on the Unassigned RIs page: Name tab.

Unassigned RIs page: Name tab

This example illustrates the fields and controls on the Unassigned RIs page: Regulatory Authority tab.

Unassigned RIs page: Regulatory Authority tab

Name Tab

Displays the employee IDs, employee record numbers, and names of unassigned individuals.

Regulatory Authority Tab

Displays the employee IDs, employee record numbers, professional compliance types, and regulatory authorities of unassigned individuals.

Note: Ideally, this inquiry should return no rows. If it does, assign the unassigned regulated individuals who are identified here to a regulatory authority and a compliance supervisor.