Creating Securities

This chapter provides an overview of securities and discusses how to:

Define securities.
Process securities mark-to-market.

Understanding Securities

Deal Management provides securities functionality for use in creating deals. You can attach a specified security to a deal on the Security Header page.

This functionality enables you to:

Record general information for a security.
Search and record multiple lines of security, market-value information.
Run a process to reevaluate security market value.

Note. Fields that are mentioned in this chapter are described in more detail in the chapter that covers capturing deals.

Prerequisite

Before creating and processing securities, you must set up deal instrument types.

Defining Securities

This section discusses how to:

Enter security header information.
Enter security market value information.

Pages Used to Define Securities

Page Name	Object Name	Navigation	Usage
Security Header	TRX_SECURITY_HDR	Deal Management, Capture Deals, Security, Security Header	Enter and view general information about a security.
Security Market Value	TRX_SEC_MKTVAL	Deal Management, Capture Deals, Security, Security Market Value tab	Search and record the security market price and the security's currency information. You can record more than one market price.

Entering Security Header Information

Access the Security Header page.

(USA) CUSIP (Committee for Uniform Security Identification Procedures)

Enter the U.S. industry-standard code that is used to identify the instrument of a deal.

Coupon at Issue

Enter the applicable interest rate, in decimal format.

Created By and Last Changed By

User ID and date/time stamp information that enable you to track changes to the security.

Entering Security Market Value Information

Access the Security Market Value page.

Specify your search criteria and click Search; leaving this field blank returns all possible results.

Market Source	Indicate the third-party vendor that is used for valuation and analytics.
Seq (sequence)	Enter a number for each added row of market source information to determine processing order of the valuation.
Market Price	Enter the price of the security relative to the par value.

Processing Security Mark to Market

After you create securities in Deal Management, use the security revaluation program in Risk Management to update security market rates.

This section lists the page used to process security mark to market.

Page Used to Process Security Mark to Market

Page Name	Object Name	Navigation	Usage
Security Mark to Market	TR_SEC_MTM_RUNCNTL	Risk Management, Reevaluate Deals, Security Mark to Market	Run the Security Mark to Market Application Engine process (TR_SEC_MTM) to generate reevaluated rates for your securities.

(USA) CUSIP (Committee for Uniform Security Identification Procedures)	Enter the U.S. industry-standard code that is used to identify the instrument of a deal.
Coupon at Issue	Enter the applicable interest rate, in decimal format.
Created By and Last Changed By	User ID and date/time stamp information that enable you to track changes to the security.